SEC Form 4 · accession 0001209191-17-053011
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McKeracher
Officer — VP & CFO
Period of report
Sep 15, 2017
Accepted (ET)
Sep 15, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | Sep 15, 2017 | M | 50,000 | $5.05 | A | 111,084 | D | |
| Common sharesF2 | Sep 15, 2017 | S | 36,533 | $8.4063 | D | 74,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $5.05 | Sep 15, 2017 | M | 50,000 | D | Nov 8, 2012 | Nov 8, 2017 | Common shares | 50,000 | 0 | D |
Explanation of responses
- F1Includes 774 shares acquired under the STKL stock purchase plan in June 2017 and 835 shares acquired under the STKL stock purchase plan in September 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.50, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.