SEC Form 4 · accession 0001209191-17-035810
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lovas Katrina Houde
Director
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 24, 2017 | M | 6,000 | — | A | 83,932 | D | |
| Common Shares | May 24, 2017 | F | 2,110 | $9.50 | D | 81,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 24, 2017 | M | 6,000 | D | — | — | Common Shares | 6,000 | 12,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2017.