SEC Form 4 · accession 0001209191-17-032121
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McKeracher
Officer — VP & CFO
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 10, 2017 | M | 10,000 | $7.35 | A | 59,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.35 | May 10, 2017 | M | 10,000 | D | — | May 11, 2017 | Common Shares | 10,000 | 0 | D |
Explanation of responses
- F1Includes 3,761 shares acquired under the STKL stock purchase plan in June 2016, September 2016, December 2016 and March 2017.
- F2The option, representing a right to purchase a total of 10,000 shares, became exercisable in five equal annual installments beginning on May 11, 2012, which was the first anniversary of the date on which the option was granted.