SEC Form 4 · accession 0001209191-17-019939
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Colo
Officer — President and CEO · Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Mar 9, 2017 | A | 50,000 | A | — | — | common shares | 50,000 | 100,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2The Restricted Stock Units vest in three equal annual installments beginning on February 6, 2018.
- F3The Restricted Stock Units do not have an expiration date.