SEC Form 4 · accession 0001209191-17-005070
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg A Tanner
Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 19, 2017 | A | 3,897 | A | Jan 19, 2018 | — | common shares | 3,897 | 3,897 | D |
| Stock Option (Right to Buy) | $7.45 | Jan 19, 2017 | A | 5,079 | A | Jan 19, 2018 | Jan 19, 2027 | common shares | 5,079 | 8,976 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2The Restricted Stock Units do not have an expiration date.