SEC Form 4 · accession 0001209191-16-149448
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ed Haft
Officer — SVP
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.65 | Nov 8, 2016 | A | 200,000 | A | Nov 8, 2019 | Nov 8, 2026 | common shares | 200,000 | 357,148 | D |