SEC Form 4 · accession 0001209191-16-123676
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gratzek
Officer — SVP
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $3.27 | May 24, 2016 | A | 22,073 | A | — | May 23, 2026 | common stock | 22,073 | 22,073 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on May 24, 2017.