SEC Form 4 · accession 0001209191-16-121101
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Kendall
Director
Period of report
May 12, 2016
Accepted (ET)
May 18, 2016 · 8:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 2,976 | — | A | 413,899 | D | |
| Common Stock | May 12, 2016 | F | 893 | $4.46 | D | 413,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 12, 2016 | M | 2,976 | D | — | — | common stock | 2,976 | 5,953 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On May 12, 2015 the reporting person was granted 8,929 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.