SEC Form 4 · accession 0001209191-16-119060
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lovas Katrina Houde
Director
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | May 9, 2016 | M | 15,000 | $4.45 | A | 70,691 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options | $4.45 | May 9, 2016 | M | 15,000 | D | May 12, 2011 | May 12, 2016 | common shares | 15,000 | 0 | D |