SEC Form 4 · accession 0001140361-15-036336
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tourbillon Capital Partners, L.P.
10% Owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par valueF1,F2 | Sep 28, 2015 | S | 24,256 | $5.2456 | D | 8,289,592 | I | By Tourbillon Global Master Fund, Ltd |
| Common Shares, no par valueF1,F2 | Sep 28, 2015 | S | 9,702 | $5.133 | D | 8,279,890 | I | By Tourbillon Global Master Fund, Ltd |
| Common Shares, no par valueF1,F2 | Sep 28, 2015 | S | 14,554 | $5.00 | D | 8,265,336 | I | By Tourbillon Global Master Fund, Ltd |
| Common Shares, no par valueF1,F3 | Sep 28, 2015 | S | 212 | $5.2456 | D | 73,087 | I | By Tourbillon Global Long Alpha Fund, LLC |
| Common Shares, no par valueF1,F3 | Sep 28, 2015 | S | 85 | $5.133 | D | 73,002 | I | By Tourbillon Global Long Alpha Fund, LLC |
| Common Shares, no par valueF1,F3 | Sep 28, 2015 | S | 127 | $5.00 | D | 72,875 | I | By Tourbillon Global Long Alpha Fund, LLC |
| Common Shares, no par valueF1,F4 | Sep 28, 2015 | S | 532 | $5.2456 | D | 180,045 | I | By Tourbillon Global Long Alpha Fund, Ltd |
| Common Shares, no par valueF1,F4 | Sep 28, 2015 | S | 213 | $5.133 | D | 179,832 | I | By Tourbillon Global Long Alpha Fund, Ltd |
| Common Shares, no par valueF1,F4 | Sep 28, 2015 | S | 319 | $5.00 | D | 179,513 | I | By Tourbillon Global Long Alpha Fund, Ltd |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Tourbillon Capital Partners, L.P. ("Tourbillon") and Jason H. Karp (together, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the Common Shares reported herein except to the extent of his or its pecuniary interest therein.
- F2Securities held for the account of Tourbillon Global Master Fund, Ltd ("Global Master Fund"). Each of Tourbillon, as the Investment Manager of Global Master Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Master Fund.
- F3Securities held for the account of Tourbillon Global Long Alpha Fund, LLC ("Global Alpha Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Fund.
- F4Securities held for the account of Tourbillon Global Long Alpha Fund, Ltd ("Global Alpha Offshore Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Offshore Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Offshore Fund.