SEC Form 3 · accession 0000351834-16-000069
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Thyken
Officer — Chief Information Officer
Period of report
Jan 18, 2016
Accepted (ET)
Jan 27, 2016 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock optionsF1 | $8.23 | holding | — | — | — | — | Aug 7, 2023 | Common Shares | 27,500 | — | D |
| Stock optionsF2 | $11.30 | holding | — | — | — | — | May 13, 2024 | Common Shares | 6,942 | — | D |
| Stock optionsF3 | $10.08 | holding | — | — | — | — | May 12, 2024 | Common Shares | 10,188 | — | D |
Explanation of responses
- F1These options became or will become exercisable in five equal annual installments on each of August 7, 2014, 2015, 2016, 2017 and 2018. These options qualify as incentive stock options.
- F2These options became or will become exercisable in five annual installments. The first installment of 1,388 options became exercisable on May 13, 2015. The second installment of 1,389 options will become exercisable on May 13, 2016. The third installment of 1,388 options will become exercisable on May 13, 2017. The fourth installment of 1,389 options will become exercisable on May 13, 2018. The fifth installment of 1,388 options will become exercisable on May 13, 2019. These options qualify as incentive stock options.
- F3These options will become exercisable in five annual installments. The first installment of 2,038 options will become exercisable on May 12, 2016. The second installment of 2,037 options will become exercisable on May 12, 2017. The third installment of 2,038 options will become exercisable on May 12, 2018. The fourth installment of 2,037 options will become exercisable on May 12, 2019. The fifth installment of 2,038 options will become exercisable on May 12, 2020. These options qualify as incentive stock options.