SEC Form 3 · accession 0000351834-16-000068
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ed Haft
Officer — SVP & GM
Period of report
Jan 18, 2016
Accepted (ET)
Jan 26, 2016 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock optionsF1 | $5.26 | holding | — | — | — | — | Oct 9, 2025 | Common shares | 100,000 | — | D |
Explanation of responses
- F1These options will become exercisable in five equal annual installments on each of October 9, 2016, 2017, 2018, 2019 and 2020. These options qualify as incentive stock options.