SEC Form 4 · accession 0000351834-15-000057
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Bromley
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 4, 2015 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | Dec 3, 2015 | M | 60,000 | $4.45 | A | 326,015 | D | |
| Common shares | Dec 3, 2015 | S | 60,000 | $7.0398 | D | 266,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.45 | Dec 3, 2015 | M | 60,000 | D | May 12, 2011 | May 12, 2016 | Common shares | 60,000 | 0 | D |
Explanation of responses
- F1Includes 2,269 shares acquired under the STKL stock purchase plan in June, September and December 2015.