SEC Form 4 · accession 0000351834-15-000040
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ruelle
Officer — CAO
Period of report
Jun 3, 2015
Accepted (ET)
Jun 3, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | Jun 2, 2015 | M | 2,000 | $0.00 | A | 25,759 | D | |
| Common shares | Jun 2, 2015 | M | 8,000 | $0.00 | A | 33,759 | D | |
| Common shares | Jun 2, 2015 | M | 12,000 | $0.00 | A | 45,759 | D | |
| Common shares | Jun 2, 2015 | S | 22,000 | $10.0252 | D | 23,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $4.45 | Jun 2, 2015 | M | 2,000 | D | May 12, 2011 | May 12, 2016 | Common shares | 2,000 | 0 | D |
| Options | $7.35 | Jun 2, 2015 | M | 8,000 | D | May 11, 2012 | May 11, 2017 | Common shares | 8,000 | 2,000 | D |
| Options | $7.36 | Jun 2, 2015 | M | 12,000 | D | May 7, 2014 | May 7, 2023 | Common shares | 12,000 | 21,313 | D |