SEC Form 4 · accession 0000351834-15-000038
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan Glen Routh
Director
Period of report
May 15, 2015
Accepted (ET)
May 15, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | May 13, 2015 | M | 2,609 | — | A | 223,438 | D | |
| Common shares | May 13, 2015 | F | 66 | $10.12 | D | 223,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1 | — | May 13, 2015 | M | 2,609 | D | May 13, 2015 | May 13, 2015 | Common shares | 2,609 | 5,217 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of SunOpta Inc. On May 13, 2015, 2,609 of the reporting person's restricted stock units, with a grant date of May 13, 2014 were settled for an equal number of common shares of SunOpta Inc.