SEC Form 4 · accession 0000351834-15-000014
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan Glen Routh
Director
Period of report
Mar 31, 2015
Accepted (ET)
Mar 31, 2015 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | Mar 31, 2015 | M | 7,000 | $1.64 | A | 198,829 | D | |
| Common shares | Mar 31, 2015 | M | 22,000 | $4.45 | A | 220,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options | $1.64 | Mar 31, 2015 | M | 7,000 | D | May 14, 2010 | May 14, 2015 | Common shares | 7,000 | 0 | D |
| Stock options | $4.45 | Mar 31, 2015 | M | 22,000 | D | May 12, 2011 | May 12, 2016 | Common shares | 22,000 | 5,500 | D |