SEC Form 4 · accession 0000351834-15-000011
SunOpta Inc. · STKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Bromley
Officer — CEO
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 17, 2015 | M | 90,000 | $1.64 | A | 298,309 | D | |
| Commons Shares | Mar 17, 2015 | S | 34,563 | $10.38 | D | 263,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $1.64 | Mar 17, 2015 | M | 90,000 | D | May 14, 2010 | May 14, 2015 | Common shares | 90,000 | 0 | D |
Explanation of responses
- F1These stock options were set to expire during a blackout period during which officers of the issuer are not permitted to trade in the issuer's shares. The reporting person elected to exercise these stock options on March 17, 2015 in order to ensure their exercise prior to the beginning of the blackout period.