SEC Form 4 · accession 0001593968-16-000684
SILVERBOW RESOURCES, INC. · SBOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Banks
Officer — EVP AND COO
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2016 | A | 295 | $0.00 | A | 295 | D | |
| Common StockF1 | Apr 22, 2016 | A | 298 | $0.00 | A | 298 | I | GRAT |
| Common StockF1 | Apr 22, 2016 | A | 5 | $0.00 | A | 5 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants for Common StockF2 | $80.00 | Apr 22, 2016 | A | 1,581 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 1,581 | 1,581 | D |
| Warrants for Common StockF2 | $86.18 | Apr 22, 2016 | A | 1,581 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 1,581 | 1,581 | D |
| Warrants for Common StockF2 | $80.00 | Apr 22, 2016 | A | 1,598 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 1,598 | 1,598 | I |
| Warrants for Common StockF2 | $86.18 | Apr 22, 2016 | A | 1,598 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 1,598 | 1,598 | I |
| Warrants for Common StockF2 | $80.00 | Apr 22, 2016 | A | 27 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 27 | 27 | I |
| Warrants for Common StockF2 | $86.18 | Apr 22, 2016 | A | 27 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 27 | 27 | I |
Explanation of responses
- F1Received on the Emergence Date after shares of SFYWQ were cancelled, pursuant to the Plan of Reorganization approved by the Board of Directors and filed with the bankruptcy court.
- F2Received on the Emergence Date in connection with the receipt of the new common stock of the Issuer.