SEC Form 4 · accession 0001593968-16-000683
SILVERBOW RESOURCES, INC. · SBOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry E Swift
Officer — CEO · Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2016 | A | 3,354 | $0.00 | A | 3,354 | D | |
| Common StockF1 | Apr 22, 2016 | A | 72 | $0.00 | A | 72 | I | TES GST Exempt Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants for Common StockF2 | $80.00 | Apr 22, 2016 | A | 17,969 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 17,969 | 17,969 | D |
| Warrants for Common StockF2 | $86.18 | Apr 22, 2016 | A | 17,969 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 17,969 | 17,969 | D |
| Warrants for Common StockF2 | $80.00 | Apr 22, 2016 | A | 386 | A | Apr 22, 2016 | Apr 22, 2019 | Common Stock | 386 | 386 | I |
| Warrants for Common StockF2 | $86.18 | Apr 22, 2016 | A | 386 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 386 | 386 | I |
Explanation of responses
- F1Received on the Emergence Date after shares of SFYWQ were cancelled, pursuant to the Plan of Reorganization approved by the Board of Directors and filed with the bankruptcy court.
- F2Received on the Emergence Date in connection with the receipt of the new common stock of the Issuer.