SEC Form 4 · accession 0001246360-15-000930
SILVERBOW RESOURCES, INC. · SBOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Banks
Officer — Executive VP and COO
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Swift Energy Company Common Stock | Feb 13, 2015 | F | 2,906 | $2.91 | D | 82,874 | D | |
| SFY Common Stock-401(k)F1 | holding | — | — | — | 4,673 | I | Through 401(k) | |
| SFY Cmmn Stock-ESOP HoldingF2 | holding | — | — | — | 564 | I | Through ESOP | |
| Robert J. Banks 2012 GRATF3 | holding | — | — | — | 33,431 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on statement dated 12/31/2014.
- F2Based on statement dated 12/31/2013.
- F3On August 1, 2012, Mr. Banks funded the Robert J. Banks Grantor Retained Annuity Trust with 33,341 shares of the stock of the issuer previously reported as directly owned. Mr. Banks is the trustee of the referenced trust.