SEC Form 4 · accession 0001140361-15-037206
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Keith Grossman
Officer — President & Chief Exec Officer · Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 8, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | G | 7,905 | $0.00 | D | 39,954 | I | By Separate Property Trust |
| Common StockF1 | Oct 8, 2015 | D | 39,954 | $63.50 | D | 0 | I | By Separate Property Trust |
| Common StockF2 | Oct 8, 2015 | A | 463,060 | $0.00 | A | 602,050 | D | |
| Common Stock | Oct 8, 2015 | D | 602,050 | $63.50 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1D. Keith Grossman & Hallie Hildebrand Grossman, TTEES Grossman Family Trust
- F2Represents time based vesting Restricted Stock Units ("RSUs") issued upon the settlement of Performance Share Units ("PSUs") of the Issuer. The PSUs were accelerated in full (with performance-based conditions for such units treated as having been obtained at the "maximum" level), and, immediately thereafter, vesting of the underlying RSUs were accelerated in full immediately prior to the Issuer's merger with St. Jude Medical, Inc., a Minnesota corporation.