SEC Form 4 · accession 0001140361-15-035773
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Keith Grossman
Officer — President & Chief Exec Officer · Director
Period of report
Sep 22, 2015
Accepted (ET)
Sep 23, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2015 | F | 15,321 | $63.13 | D | 154,981 | D | |
| Common StockF3 | Sep 22, 2015 | G | 15,991 | $0.00 | D | 138,990 | D | |
| Common StockF3,F2 | Sep 22, 2015 | G | 15,991 | $0.00 | A | 47,859 | I | By Separate Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares tendered in payment of the tax withholding obligation.
- F2D. Keith Grossman & Hallie Hildebrand Grossman, TTEES Grossman Family Trust
- F3Restricted stock units were granted pursuant to the Company's Amended and Restated 2006 Incentive Stock Plan with no payment received for the restricted stock units.