SEC Form 4 · accession 0001140361-15-021744
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Keith Grossman
Officer — President & Chief Exec Officer · Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2015 | F | 2,069 | $45.15 | D | 176,406 | D | |
| Common StockF3 | May 21, 2015 | G | 3,436 | $0.00 | D | 172,970 | D | |
| Common StockF3,F2 | May 21, 2015 | G | 3,436 | $0.00 | A | 30,204 | I | By Separate Property Trust |
| Common StockF1 | May 26, 2015 | F | 1,004 | $45.48 | D | 171,966 | D | |
| Common StockF3 | May 26, 2015 | G | 1,664 | $0.00 | D | 170,302 | D | |
| Common StockF3,F2 | May 26, 2015 | G | 1,664 | $0.00 | A | 31,868 | I | By Separate Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares tendered in payment of the tax withholding obligation.
- F2D. Keith Grossman & Hallie Hildebrand Grossman, TTEES Grossman Family Trust
- F3Restricted stock units were granted pursuant to the Company's Amended and Restated 2006 Incentive Stock Plan with no payment received for the restricted stock units.