SEC Form 4 · accession 0001140361-15-021741
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil F Dimick
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2015 | S | 5,505 | $44.74 | D | 35,003 | D | |
| Common StockF1,F3 | May 26, 2015 | S | 2,468 | $45.4331 | D | 32,535 | D | |
| Common StockF1,F4 | May 26, 2015 | S | 200 | $45.915 | D | 32,335 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock sold pursuant to a Sales Plan established by the Reporting Person on September 11, 2013, which Sales Plan is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act 1934, as amended.
- F2This transaction was executed in multiple trades in prices ranging from $44.50 to $45.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades in prices ranging from $44.85 to $45.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades in prices ranging from $45.91 to $45.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.