SEC Form 4 · accession 0001140361-15-020489
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marta Antonucci
Officer — President, International
Period of report
May 15, 2015
Accepted (ET)
May 15, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2015 | A | 13,080 | $0.00 | A | 13,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3,F4 | $44.75 | May 15, 2015 | A | 37,314 | A | May 15, 2016 | May 15, 2025 | Common Stock | 37,314 | 37,314 | D |
Explanation of responses
- F1Represents restricted stock units. Each restricted stock unit represents a right to receive one share of Thoratec Corporation common stock upon vesting. The restricted stock units vest in four equal annual installments commencing one year after the grant date.
- F2Initial equity grant according to the Company's Amended and Restated 2006 Incentive Stock Plan. The authorized equity grant will be processed according to the Company's monthly grant process and will take place on the first available grant date immediately following the equity grant approval.
- F3Restricted stock units and options were granted pursuant to the Company's Amended and Restated 2006 Incentive Stock Plan with no payment received for the restricted stock units and options.
- F4Options vest in four equal annual installments commencing one year after the grant date.