SEC Form 4 · accession 0001140361-15-017986
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Collis
Director
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | G | 6,510 | $0.00 | D | 29,567 | D | |
| Common StockF1,F2,F3 | May 5, 2015 | A | 4,341 | $0.00 | A | 33,908 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. Each restricted stock unit represents a right to receive one share of Thoratec Corporation common stock upon vesting. The restricted stock units fully vest on the one year anniversary of the grant.
- F2Annual stock grant according to the Company's Amended and Restated 2006 Incentive Stock Plan.
- F3Restricted stock units were granted pursuant to the Company's Amended and Restated 2006 Incentive Stock Plan with no payment received for the restricted stock units.