SEC Form 4 · accession 0001140361-15-012055
THORATEC CORP · THOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Keith Grossman
Officer — President & Chief Exec Officer · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 16, 2015 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2015 | A | 43,663 | $0.00 | A | 178,475 | D | |
| Common StockF3 | holding | — | — | — | 26,768 | I | By Separate Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. Each restricted stock unit represents a right to receive one share of Thoratec Corporation common stock upon vesting. The restricted stock units vest in four equal annual installments commencing one year after the grant date.
- F2Restricted stock units were granted pursuant to the Company's Amended and Restated 2006 Incentive Stock Plan with no payment received for the restricted stock units.
- F3D. Keith Grossman & Hallie Hildebrand Grossman, TTEES Grossman Family Trust