SEC Form 4 · accession 0000929638-26-002741
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Sharma
Officer — See Remarks*
Period of report
Jul 24, 2026
Accepted (ET)
Jul 28, 2026 · 4:08 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2026 | M | 10,000 | $71.12 | A | 49,829 | D | |
| Common Stock | Jul 24, 2026 | M | 10,000 | $71.12 | A | 59,829 | D | |
| Common StockF1 | Jul 24, 2026 | S | 20,000 | $99.3294 | D | 39,829 | D | |
| Common Stock | holding | — | — | — | 2,654 | I | By Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $71.12 | Jul 24, 2026 | M | 10,000 | D | Feb 23, 2022 | Dec 12, 2027 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common StockF2 | $71.12 | Jul 24, 2026 | M | 10,000 | D | Feb 20, 2025 | Dec 12, 2027 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average of a range of sale prices from $99.09 to $99.75. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F2Received as employment compensation.
Remarks
Title: Executive Vice President, CEO of SEI International, and Global Head of SEI's Private Banking business