SEC Form 4 · accession 0000350894-19-000013
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 22, 2019 | M | 13,988 | $17.65 | A | 45,702 | D | |
| COMMON STOCK | Feb 22, 2019 | S | 13,988 | $52.68 | D | 31,714 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 25, 2019 | M | 13,715 | $17.65 | A | 45,429 | D | |
| COMMON STOCK | Feb 25, 2019 | S | 13,715 | $53.24 | D | 31,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | $17.65 | Feb 22, 2019 | M | 13,988 | A | Feb 28, 2014 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 13,988 | 13,715 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Feb 25, 2019 | M | 13,715 | A | Feb 28, 2014 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 13,715 | 0 | D |