SEC Form 4 · accession 0000350894-19-000008
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (right to purchase) | Feb 12, 2019 | M | 10,000 | $17.65 | A | 41,714 | D | |
| COMMON STOCK | Feb 14, 2019 | S | 10,000 | $50.50 | D | 31,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Feb 12, 2019 | M | 10,000 | A | Feb 22, 2014 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 20,000 | D |