SEC Form 4 · accession 0000350894-18-000044
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Aug 9, 2018
Accepted (ET)
Aug 14, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Aug 9, 2018 | M | 17,027 | $22.45 | A | 29,567 | D | |
| COMMON STOCK | Aug 9, 2018 | S | 17,027 | $59.83 | D | 12,540 | D | |
| COMMON STOCK | holding | — | — | — | 30,213 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $22.45 | Aug 9, 2018 | M | 17,027 | A | Dec 31, 2017 | Dec 11, 2022 | STOCK OPTIONS (RIGHT TO PURCHASE) | 17,027 | 2,973 | D |