SEC Form 4 · accession 0000350894-18-000043
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Aug 1, 2018
Accepted (ET)
Aug 7, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS RIGHT TO PURCHASE | Aug 1, 2018 | M | 25,000 | $14.62 | A | 69,134 | D | |
| COMMON STOCK | Aug 1, 2018 | S | 25,000 | $59.14 | D | 44,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Aug 1, 2018 | M | 25,000 | A | Feb 28, 2014 | Dec 16, 2018 | STOCK OPTIONS (RIGHT TO PURCHASE) | 25,000 | 0 | D |