SEC Form 4 · accession 0000350894-18-000037
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE OFFICER
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 12, 2018 | M | 20,000 | $15.77 | A | 32,540 | D | |
| COMMON STOCK | Jun 12, 2018 | S | 20,000 | $66.52 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | Jun 12, 2018 | M | 20,000 | A | Dec 31, 2017 | Dec 13, 2021 | STOCK OPTION (RIGHT TO PURCHASE) | 20,000 | 0 | D |