SEC Form 4 · accession 0000350894-18-000022
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy Heilig
Officer — VICE PRESIDENT & CONTROLLER
Period of report
Mar 8, 2018
Accepted (ET)
Mar 13, 2018 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 8, 2018 | M | 16,500 | $23.86 | A | 18,391 | D | |
| COMMON STOCK | Mar 8, 2018 | S | 16,500 | $74.80 | D | 1,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | Mar 8, 2018 | M | 16,500 | A | Dec 31, 2017 | Dec 14, 2020 | STOCK OPTION (RIGHT TO PURCHASE) | 16,500 | 0 | D |