SEC Form 4 · accession 0000350894-18-000019
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen Romeo
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 13, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 8, 2018 | M | 4,600 | $49.63 | A | 1,600,552 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 8, 2018 | S | 4,600 | $75.27 | D | 1,595,952 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 9, 2018 | M | 5,000 | $53.34 | A | 1,600,952 | D | |
| COMMON STOCK | Mar 9, 2018 | S | 5,000 | $76.45 | D | 1,595,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE0 | $49.63 | Mar 8, 2018 | M | 4,600 | A | Dec 31, 2017 | Dec 13, 2026 | STOCK OPTION (RIGHT TO PURCHASE) | 4,600 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE0 | $53.34 | Mar 9, 2018 | M | 5,000 | A | Dec 31, 2017 | Dec 5, 2025 | STOCK OPTION (RIGHT TO PURCHASE) | 5,000 | 0 | D |