SEC Form 4 · accession 0000350894-18-000016
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Crudup
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Mar 5, 2018
Accepted (ET)
Mar 8, 2018 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 5, 2018 | M | 15,000 | $22.45 | A | 192,500 | D | |
| COMMON STOCK | Mar 5, 2018 | S | 15,000 | $73.44 | D | 177,500 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 5, 2018 | M | 12,500 | $33.76 | A | 190,000 | D | |
| COMMON STOCK | Mar 5, 2018 | S | 12,500 | $73.50 | D | 177,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $22.45 | Mar 5, 2018 | M | 15,000 | A | Dec 31, 2017 | Dec 11, 2022 | STOCK OPTION (RIGHT TO PURCHASE) | 15,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $33.76 | Mar 5, 2018 | M | 12,500 | A | Dec 31, 2017 | Dec 10, 2023 | STOCK OPTION (RIGHT TO PURCHASE) | 12,500 | 0 | D |