SEC Form 4 · accession 0000350894-18-000008
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 1:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 16, 2018 | M | 10,000 | $15.77 | A | 24,129 | D | |
| COMMON STOCK | Feb 16, 2018 | S | 10,000 | $73.52 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | Feb 16, 2018 | M | 10,000 | A | Feb 28, 2014 | Dec 13, 2021 | STOCK OPTION (RIGHT TO BUY) | 10,000 | 0 | D |