SEC Form 4 · accession 0000350894-17-000074
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 21, 2017
Accepted (ET)
Nov 27, 2017 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | Nov 21, 2017 | M | 8,750 | $13.75 | A | 22,879 | D | |
| COMMON STOCK | Nov 21, 2017 | S | 8,750 | $69.36 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | $13.75 | Nov 21, 2017 | M | 8,750 | A | Dec 31, 2013 | Dec 14, 2020 | STOCK OPTIONS (RIGHT TO PURCHASE) | 8,750 | 5,000 | D |