SEC Form 4 · accession 0000350894-17-000073
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N Jeffrey Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 21, 2017
Accepted (ET)
Nov 27, 2017 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | Jan 21, 2017 | M | 20,000 | $17.65 | A | 62,194 | D | |
| COMMON STOCK | Nov 21, 2017 | S | 20,000 | $68.39 | D | 42,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | $17.65 | Nov 21, 2017 | M | 20,000 | A | Feb 25, 2011 | Dec 15, 2019 | STOCK OPTIONS (RIGHT TO PURCHASE) | 20,000 | 10,000 | D |