SEC Form 4 · accession 0000350894-17-000060
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Barr
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Sep 28, 2017 | M | 10,000 | $14.62 | A | 54,134 | D | |
| COMMON STOCK | Sep 28, 2017 | S | 10,000 | $61.64 | D | 44,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | $14.62 | Sep 28, 2017 | M | 10,000 | A | Feb 25, 2011 | Dec 16, 2018 | STOCK OPTION (RIGHT TO PURHCASE) | 10,000 | 5,000 | D |