SEC Form 4 · accession 0000350894-17-000056
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn McCarthy
Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Sep 19, 2017 | M | 10,000 | $14.62 | A | 80,200 | D | |
| COMMON STOCK | Sep 19, 2017 | S | 10,000 | $58.69 | D | 70,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Sep 19, 2017 | M | 10,000 | A | Feb 28, 2014 | Dec 16, 2018 | STOCK OPTION (RIGHT TO PURCHASE) | 10,000 | 0 | D |