SEC Form 4 · accession 0000350894-17-000053
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Aug 8, 2017 | M | 12,500 | $17.55 | A | 26,629 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 12,500 | $56.30 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.55 | Aug 8, 2017 | M | 12,500 | A | Dec 9, 2014 | Dec 9, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 12,500 | 0 | D |