SEC Form 4 · accession 0000350894-17-000052
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis McGonigle
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Aug 8, 2017 | M | 15,000 | $32.49 | A | 612,034 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 15,000 | $56.35 | D | 597,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | Aug 8, 2017 | M | 15,000 | A | Dec 10, 2014 | Dec 10, 2017 | STOCK OPTION (RIGHT TO PURCHASE) | 15,000 | 0 | D |