SEC Form 4 · accession 0000350894-17-000038
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jun 20, 2017
Accepted (ET)
Jun 21, 2017 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 20, 2017 | M | 25,000 | $17.65 | A | 37,540 | D | |
| COMMON STOCK | Jun 20, 2017 | S | 25,000 | $53.70 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Jun 20, 2017 | M | 25,000 | A | Feb 25, 2011 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 25,000 | 0 | D |