SEC Form 4 · accession 0000350894-17-000035
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Jun 13, 2017 | M | 7,500 | $17.65 | A | 21,629 | D | |
| COMMON STOCK | Jun 13, 2017 | S | 7,500 | $53.56 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Jun 13, 2017 | M | 7,500 | A | Feb 28, 2014 | Dec 15, 2017 | STOCK OPTION (RIGHT TO PURCHASE) | 7,500 | 0 | D |