SEC Form 4 · accession 0000350894-17-000030
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Ujobai
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | May 9, 2017 | M | 30,000 | $17.65 | A | 42,540 | D | |
| COMMON STOCK | May 9, 2017 | S | 30,000 | $51.16 | D | 12,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | May 9, 2017 | M | 30,000 | A | Feb 28, 2014 | Dec 15, 2017 | STOCK OPTION (RIGHT TO PURCHASE) | 30,000 | 0 | D |