SEC Form 4 · accession 0000350894-17-000029
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen Romeo
Director
Period of report
May 5, 2017
Accepted (ET)
May 10, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | May 5, 2017 | M | 5,000 | $23.86 | A | 1,600,952 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | May 5, 2017 | M | 5,000 | $15.77 | A | 1,605,952 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | May 5, 2017 | M | 5,000 | $22.45 | A | 1,610,952 | D | |
| COMMON STOCK | May 5, 2017 | S | 5,000 | $51.20 | D | 1,605,952 | D | |
| COMMON STOCK | May 5, 2017 | S | 5,000 | $51.30 | D | 1,600,952 | D | |
| COMMON STOCK | May 5, 2017 | S | 5,000 | $51.40 | D | 1,595,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | May 5, 2017 | M | 5,000 | A | Feb 28, 2014 | Dec 14, 2017 | STOCK OPTION RIGHT TO PURCHASE) | 5,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | May 5, 2017 | M | 5,000 | A | Feb 28, 2014 | Dec 13, 2018 | STOCK OPTION (RIGHT TO PURCHASE) | 5,000 | 0 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $22.45 | May 5, 2017 | M | 5,000 | A | Feb 28, 2014 | Dec 11, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 5,000 | 0 | D |