SEC Form 4 · accession 0000350894-17-000014
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy Heilig
Officer — VICE PRESIDENT/CONTROLLER
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 3, 2017 | M | 11,250 | $17.65 | A | 13,141 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Mar 3, 2017 | M | 11,250 | $17.65 | A | 24,391 | D | |
| COMMON STOCK | Mar 3, 2017 | S | 22,500 | $51.30 | D | 1,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Mar 3, 2017 | M | 11,250 | A | Dec 25, 2011 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 11,250 | 11,250 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Mar 3, 2017 | M | 11,250 | A | Feb 28, 2014 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 11,250 | 0 | D |