SEC Form 4 · accession 0000350894-17-000007
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Klauder
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 17, 2017 | M | 13,167 | $17.65 | A | 27,296 | D | |
| COMMON STOCK | Feb 17, 2017 | S | 13,167 | $50.50 | D | 14,129 | D | |
| STOCK OPTION (RIGHT TO PURCHASE) | Feb 21, 2017 | M | 6,833 | $17.65 | A | 20,962 | D | |
| COMMON STOCK | Feb 21, 2017 | S | 6,833 | $50.50 | D | 14,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Feb 17, 2017 | M | 13,167 | A | Feb 25, 2011 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 13,167 | 6,833 | D |
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Feb 21, 2017 | M | 6,833 | A | Feb 25, 2011 | Dec 15, 2019 | STOCK OPTION (RIGHT TO PURCHASE) | 6,833 | 0 | D |