SEC Form 4 · accession 0000350894-16-000165
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — Executive Vice President
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 9:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock option right to purchase | Dec 27, 2016 | M | 12,500 | $32.49 | A | 45,479 | D | |
| Common stock | Dec 27, 2016 | S | 12,500 | $49.93 | D | 32,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to purchase | $32.49 | Dec 27, 2016 | M | 12,500 | A | Dec 10, 2014 | Dec 10, 2018 | Stock option | 12,500 | 0 | D |